Fig. 11.1
Multiple hypermetabolic lymph nodes on left levels IIA, IIB, and III
A biopsy was performed from these lymph nodes confirming the metastatic carcinoma of squamous cell type.
He was staged as N2bM0 MCCUP.
2 Evidence-Based Treatment Approaches
Treatment plans are mainly tailored by the involved lymph node site and its association with probable primaries (Table 11.1), stage of neck (Table 11.2), surgical margin and extranodal extension (ECE) status, and presence/absence of residual disease. Neck dissection (ND) is the preferentially recommended treatment option for N1 patients with SCC histology, RT being an alternative Category 2B. RT is also indicated in medically unfit patients or in technically unresectable N1 disease. In surgically treated patients, adjuvant treatment indications depend on the status of gross residue, surgical margins, ECE, and pathological nodal involvement. For N1 and ECE (−) patients, both observation and RT are options. For N2-3 and ECE (−) cases, RT or CRT (Category 2B) may be alternatives. If ECE (+), CRT is the treatment of choice (Category 1), but RT may be an option for cases unsuitable for chemotherapy. If gross residue left or surgical margins are positive, re-resection and/or CRT should be performed. In any patient planned to receive RT or CRT at upfront/adjuvant settings, it is mandatory to consider the tumor size, involved nodal station(s), and HPV and EBV status for the design of RT field. Salvage ND is indicated in clinical or metabolic evidence of residual disease following RT or CRT.
Table 11.1
Nomenclature of neck lymph node regions and their relation with possible primary tumor sites
Level | Involved nodes | Possible primaries |
---|---|---|
1A | Submental | Lower lip, anterior tongue, floor of mouth |
1B | Submandibular | Anterior alveolar mandibular ridge |
Oral cavity, anterior nasal cavity, submandibular glands | ||
2A-B | Jugulodigastric/upper jugular | Oral cavity, nasal cavity, nasopharynx, oropharynx, |
Hypopharynx, larynx, major salivary glands | ||
Oropharynx, nasopharynx | ||
3 | Middle jugular | Oropharynx, nasopharynx, oral cavity, |
Larynx, hypopharynx | ||
4 | Lower jugular | Larynx, hypopharynx, thyroid |
Cervical esophagus | ||
5A-B | Posterior triangle | Nasopharynx, oropharynx, subglottic larynx, |
Apex of pyriform sinus, thyroid, cervical esophagus | ||
6 | Anterior compartment | Glottic and subglottic larynx, apex of pyriform sinus, thyroid, cervical esophagus |
Retropharyngeal | Medial, lateral retropharyngeal | Nasopharynx, oropharynx, soft palate, hypopharynx |
Table 11.2
Nodal staging for MCCUP (AJCC 7th edition)
Nodal disease | Nodal characteristics |
---|---|
N1 | Metastasis in a single ipsilateral lymph node, 3 cm or less in greatest dimension |
N2a | Metastasis in single ipsilateral lymph node more than 3 cm but not more than 6 cm in greatest dimension |
N2b | Metastasis in multiple ipsilateral lymph nodes, none more than 6 cm in greatest dimension |
N2c | Metastasis in bilateral or contralateral lymph nodes, none more than 6 cm in greatest dimension |
N3 | Metastasis in a lymph node more than 6 cm in greatest dimension |
CRT is the preferred upfront treatment option for all medically fit patients with N2–3 disease (Category 2B). Induction chemotherapy (Category 3) followed by RT or CRT is alternative recommendation for such patients. Salvage ND should be considered in patients with incomplete response.
In N1 and early N2A disease, either ND or RT alone provides excellent regional control rates. For ECE (−) N1-2a disease, neck recurrence rates following either modality ranges from 0 to 15 % [1, 2]. In adequately dissected ECE (−) cases, postoperative RT is not necessary as does not increase local control rates or survival [1, 3]. In ECE (+) patients, postoperative concurrent CRT is mandatory to increase local control rates [1].
In patients with advanced neck disease (N2b-N3), combined modality treatment with postoperative CRT or definitive CRT followed by planned ND for residual, unresponsive, or progressive tumors is the standard treatment approach with the best neck control and survival outcomes. In a series of 224 patients treated with RT alone, Grau et al. reported 5-year neck control and overall survival rates of 50 and 37 %, respectively [4]. In two recent smaller series with 40 and 60 patients, Aslani et al. [5] and Lu et al. [6] reported encouraging 5-year local control (76.3 and 65.3 %) and overall survival (77.8 and 68.5 %) rates, which may be associated with significant improvements in diagnostics and RT techniques. As a reflection of site specific data from advanced HNC which suggest significantly better locoregional control and survival rates with CRT than RT alone, it is rational to anticipate similar outcomes for MCCUP patients [7–9]. In series of definitive concurrent CRT or postoperative CRT, the 2- to 5-year rates of 89–100 % neck control and 74–92 % overall survival are excellent [10].
A summary of results of RT and CRT series of MCCUP are summarized in Table 11.3.
Table 11.3
Outcomes of patients with MCCUP following RT or CRT
Outcome | |
---|---|
Neck controla | |
N1-2a | 90–100 % |
N2b-c | 80 % |
N3 | 50–60 % |
Distant metastasis | |
N1-2a | <10 % |
N2b-c | 15 % |
N3 | 25 % |
5-y overall survival | 40–60 % |
Emergence of primaryb | |
Median time | 21 months |
2-y | <10 % |
5-y | 15 % |
10-y | 20 % |
Although extensive-field RT including the bilateral neck and potentially involved mucosal sites is the widely practiced RT option, the question whether the irradiation be uni- or bilateral neck and whether potential mucosal sites be irradiated has not answered yet. Data from two literature reviews favor bilateral neck irradiation and inclusion of mucosal sites over unilateral neck irradiation alone [10, 11], but care must be given as different studies may have suffer from biases of inclusion of patients with poor overall health status or heavy/inoperable necks in unilateral neck irradiation group.
RT technique of choice is another question. However, a recent study by Ligey et al. demonstrated that use of 3D-RT or IMRT were associated with significantly superior regional control (p = 0.026) and survival outcomes (p = 0.029) compared to 2D-RT [12]. Based on the available data on specific HNC sites, IMRT has the similar potential to offer lesser acute and late toxicity rates for MCCUP patients, especially for cases in whom bilateral neck and/or mucosal sites are planned to be irradiated [13, 14]. Therefore, we recommend the use of 3D-RT as minimum standard, preferably IMRT where available.
Primary tumor emergence at mucosal sites is generally in the range of 0–12 % [15], increasing by time and decreasing with involvement of mucosal sites in the RT portal (Table 11.3). In series of Wallace et al., mucosal control rates for neck only and selective mucosal irradiation were 92 and 100 %, respectively [16]. Because majority of unknown primaries emerge at tonsils and base of tongue, the authors included nasopharynx and oropharynx in their selective radiation portal and included larynx and hypopharynx only in cases with level 3 nodal involvements. On the other hand, as their incidence rates are similar, it is rather difficult to discriminate true mucosal emergence of MCCUP from second primaries of head and neck area [17].
3 Target Volume Determination and Delineation Guidelines
Gross Tumor Volume (GTV)
GTV should encompass the any grossly involved lymph node(s), namely, >1 cm on shortest diameter with a necrotic center or metabolically active on PET scans, and with any apparent soft tissue extensions. All data from clinical and endoscopic examination, CT, MRI, and/or PET-CT should be comprehensively used for accurate GTV definition. Co-registered images may provide higher chance for correct delineation of GTV.
Clinical Target Volume (CTV)
Based on the risk definitions, 3 CTV volumes need to be defined:
CTV1: For definitive RT/CRT or postsurgical patients with positive margins, CTV1 corresponds to GTV plus a margin of ≥5 mm at all directions, which may be reduced to as low as 1 mm in close proximity to critical structures. In postsurgical setting with soft tissue invasion or ECE (+), CTV1 is the surgical bed with a margin of ≥5 mm at all directions and represents for high-risk CTV1. In the absence of adverse factors, CTV1 is the surgical bed with a margin of ≥5 mm around and represents for intermediate risk CTV1.
CTV2: It represents the high-risk region for subclinical disease including microscopic disease and potential routes of spread for likely primary and nodal disease. Potential primary regions should include the entire nasopharynx, base of tongue, ipsilateral tonsillar fossae, pyriform sinus, and highly suspected regions depending on the location and laterality of involved lymph node(s). For definitive RT/CRT or postsurgical patients with positive margins, CTV2 corresponds to soft tissues and nodal regions adjacent to CTV1. For soft tissue component, 0.5- to 1-cm margin around and for nodal component 2–3 cm from CTV1 nodal basins should be included in CTV2. In postoperative setting, CTV2 includes elective nodal regions and potential primary regions for both high- and intermediate-risk IMRT, as defined above.
CTV3: Lower-risk elective nodal regions such as bilateral low anterior neck or contralateral neck in cases with unilateral lymph node involvement form the CTV3.
Planning Target Volume (PTV)
PTV is formed by additional margin around the CTVs to compensate for the intra- and/or inter-fraction variability, uncertainties of treatment setup, and internal organ motion. It is better for institutions to define their own PTV margin, which may highly differ between RT centers. In general, a minimum of 5 mm at all directions is used to define each PTV. However, as it is critical to consider organs at risk, PTV margins can be reduced as needed. Respective PTV1, PTV2, and PTV3 are created by adding abovementioned margins to CTV1, CTV2, and CTV3.
Any MCCUP or primary HNC almost never involve all lymph node regions (level 1a to 6).
It should be kept in mind that the risk of ECE increases with size. Almost >50 % of lymph nodes between 1 and 3 cm are ECE (+), which increases to >75 % in tumors >3 cm [18–22].
Probable primary tumor sites according to involved lymph node station(s) are summarized in Table 11.1.
In addition to primary involved nodal basins, the probable intermediate risk or elective nodes to be involved in typical IMRT portal according to suspected primary sites should be defined as described in Table 11.4.
Table 11.4
Suggested lymph node levels to be included in radiotherapy portal according to suspected primary site
Suspected primary | N1-2a | N2b-3 |
---|---|---|
Nasopharynx | 1, 2, 3, 4, and RPN | 2 3, 4, 5, and RPN |
Oral cavity | 1, 2, and 3 (4 if anterior tongue suspected) | 1, 2, 3, 4, and 5 |
Oropharynx | 2, 3, and 4 (RPN if posterior PWT suspected) | 1, 2, 3, 4, 5, and RPN < div class='tao-gold-member'>
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