Emmetropization, refraction and refractive errors: control of postnatal eye growth, current and developing treatments

Chapter 5 Emmetropization, refraction and refractive errors


control of postnatal eye growth, current and developing treatments




The eye is one of the first recognizable organs during embryogenesis. Its development depends upon the orderly differentiation and migration of endoderm, mesoderm, neural and surface ectoderm, and neural crest tissue. Knowledge of ocular organogenesis helps to understand diagnosis and treatment of children with congenital ocular anomalies. Ocular anomalies are commonly associated with other structural anomalies, and their recognition can help in the diagnosis of infants with syndromes. Genetic factors control eye development and growth in utero. At birth, development is incomplete: postnatal growth, development, and organization of the eye and the visual pathway to the cortex is important for the normal development of vision.


Refractive error represents a mismatch between the eye’s focal length and its axial length. Infant eyes undergo emmetropization whereby the average amount and the variance in the distribution of refractive errors are reduced. The precise mechanisms coordinating the optical and structural development of the eye are not completely understood. Animal experiments suggest that this process is guided by feedback from visual input, which has led to the search for risk factors and ways of stopping excess axial eye growth which is responsible for myopia and its progression.


Refractive error is the most common eye disorder, affecting over a third of adults, and is the cause of a significant burden of visual impairment in the world. The prevalence varies widely among countries; myopia is associated with education, urbanization, and affluence. The prevalence of myopia varies between 7% and 70% depending on the age, occupation, and educational status of those studied.1 In some East Asian countries, myopia is becoming more common; indeed, it has reached epidemic proportions with over 80% of school leavers and up to 50% of 9-year-olds being myopic.2 Myopia prevalence is increasing in developed countries with an approximate 1 diopter myopic shift in the US population between 1971 and 1999–2004.3 The blinding complications of myopia (myopic retinal degeneration, retinal detachment, glaucoma, cataract) occur in highly myopic eyes (pathological myopia). The younger the onset, the faster the rate of progression and the higher the end myopic results. UK data suggests children myopic before the age of 9 years are likely to be at least 6 diopters myopic by adulthood.4



Postnatal growth and emmetropization


Refractive error is a mismatch between the optical refractive determinants of the eye (corneal curvature, lens power and location, and axial length). At birth, the eye is rarely emmetropic, and is significantly smaller than the adult eye (Table 5.1); the refractive error of the newborn eye ranges between +2.0 and +4.0 diopters (D) with an almost normal (Gaussian) distribution (Fig. 5.1A).5 Within 2 years, this variability of refractive error decreases and the mean value shifts so that the eye becomes closer to emmetropia. The population distribution becomes more leptokurtotic, which means it is more clustered around the mean value (Fig. 5.1B). This process is called emmetropization and, within populations, it is possible to predict shifts in refractive error so that most of the infants born hyperopic become emmetropic by 6 to 8 years of age. Eye growth is rapid, and reaches 90% of adult proportions by the age of 4. As the cornea flattens, it loses refractive power, which is balanced by increasing axial length. Whether this balance is guided by genetically encoded mechanisms or is affected by environmental influences has been debated for centuries. Most likely both nature and nurture affect the way the eye develops. By adulthood, the distribution of refractive error is similarly leptokurtotic, and there is a left skew in the distribution of the myopic subjects (Fig. 5.1C).6


Table 5.1 Newborn vs. adult ocular parameters



































  Newborn Adult
Axial length 16.8 mm 23.0 mm
Mean keratometry 55 D 43 D
Optic nerve length 24 mm 30 mm
Corneal diameter 10 mm 10.6 mm (vertical) × 11.7 mm (horiz.)
Corneal thickness 581 µm 545 µm
Pars plana length 0.5–1.05 mm 3.5–4 mm
Orbital volume 7 cc 30 cc


Support for the assertion that eye growth is genetically regulated comes from studies of heritability and epidemiology. Almost all studies of refractive error, and in particular myopia, have shown that the strongest risk factors are having one or two parents who are myopic,7 and pediatric ophthalmologists recognize the hyperopic/esotropic family attending their practices. While this might be ascribed to families sharing the same environmental risk factors, twin studies control for this shared environment by comparing concordance between monozygotic (identical) and dizygotic (fraternal) twin pairs. Twin studies, across ages and cultures, show a high heritability of refractive error, of the order of 80–90%.8,9 This is not to say that the environment is not important. Strong temporal trends in myopia prevalence must be due to environmental factors. However, genetic factors appear important in determining where a person lies within the population distribution of a society at a particular time. Recently, genome-wide association studies have reported the association of several genes with refractive error,10,11 and further genes will be identified. Like many complex traits, myopia susceptibility is conferred by many genes of small effect.


While Kepler suggested a local eye-mediated control of refractive error in the 17th century, myopia studies have been difficult to design, given the need for longitudinal data, and difficulties measuring the amount of close activity in children, and trying to control for factors including lighting, nutritional and other measures. There has been relatively little research into hyperopia, but risk factors for myopia are generally protective for hyperopia and vice versa.


There is a significant association of myopia with near work, educational level of attainment, and IQ.12 The classic study by Zylbermann et al.13

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Jun 4, 2016 | Posted by in OPHTHALMOLOGY | Comments Off on Emmetropization, refraction and refractive errors: control of postnatal eye growth, current and developing treatments

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