Premature infants
Infants
Weak LES
Weak LES
Positional (supine or side-lying)
Positional (supine or side-lying)
Liquid diet
Liquid diet
Related comorbid conditions (e.g., decreased overall tone, neurologic)
Related comorbid conditions (e.g., decreased overall tone, neurologic)
Constipation
Constipation
Presence of nasogastric tube passing through lower esophageal sphincter
Surgical alternations (e.g., TEF repair)
Immature esophageal motility
Potential delayed emptying [16]
Children
Adults
Lifestyle
Lifestyle
Comorbid conditions (e.g., Down syndrome, neurological disorders)
Stricture
Reduced esophageal motility
Constipation
Surgical alterations
The oral cavity of an infant is small with the tongue filling nearly the entire oral cavity. The infant’s cheeks also have sucking pads which assist with stability in the oral system. Newborns tend to be obligate nose breathers due to the tongue filling the mouth as well as the soft palate and epiglottis touching. Mouth breathing requires more effort to open the mouth and create tone to separate the soft palate and tongue to breathe.
The larynx rides very high in the infant neck and is in much closer proximity to the base of the tongue than in the adult. Because it is directly under the tongue and epiglottis, the larynx is more easily protected when it elevates during swallowing, obviating need for coordinated glottic closure. Elongation of the neck and pharynx during infancy and childhood causes descent of the larynx away from the palate and tongue base, leading to less anatomical protection during the swallow.
Potential Impact of Reflux on Swallowing Function
Sensory impact on swallowing function is a critical component. When normal sensory input is altered, swallowing function may be altered as well. Full-term infants are born with a reflex to eat. This reflex turns volitional between 4 and 12 weeks of life. If there is reflux or aspiration during this time, it is possible that an infant may develop an adverse reaction and begin to refuse oral intake. Regurgitation of acid and other stomach contents into the pharynx, larynx, and oral cavity impacts the normal sensory experience, disrupting the oral and pharyngeal phases of swallowing. The possible impact on the oral phase is oral hypersensitivity, which decreases an infant’s interest in eating and impairs bolus preparation. This can be a lasting effect that continues into childhood with repeated insults. The impact on the pharyngeal phase is one from a safety perspective. The pharynx and larynx have a rich supply of chemoreceptors, baroreceptors, and temperature receptors that are highly sensitive to specific kinds of sensory input. When the receptors are overwhelmed due to recurrent/chronic exposure to gastric contents, responsivity can be dampened, leading to increased risk of aspiration. Silent aspiration is defined as passage of swallowed or regurgitated material into the airway below the level of the true vocal folds without leading to a cough or choking response. Infants are more likely to silently aspirate, leading to a delay in the diagnosis.
Diagnosis
Otolaryngologist Perspective
The most important diagnostic tool for identifying LPR is the clinical history. This can be difficult considering that infants and toddlers cannot verbalize their symptoms. Parents and pediatricians must be astute in their recognition of the aforementioned symptoms that can present differently in infants and children to help determine when it is appropriate to refer to an otolaryngologist for further evaluation and management. Based on the most recent clinical practice guidelines, physicians should also be looking for warning signs that might suggest a pathology aside from GERD as a part of the history. These include weight loss, lethargy, persistent emesis, seizures, chronic diarrhea, or rectal bleeding [2, 17, 18]. These symptoms should prompt further testing to rule out other serious disease processes including gastrointestinal, neurologic, metabolic, toxic, and cardiac disorders.
Barium esophagrams, which were used in the past, have been found to have a relatively low sensitivity and specificity for evaluating LPR/GER, with the added disadvantage of radiation exposure [27]. No true gold standard currently exists for the diagnosis of LPR in children. In most cases, four to five events of pharyngeal reflux can be considered normal in infant populations, while one or more episodes in older children and adults are considered abnormal [28]. A common study in pediatric and adult patients to diagnose GERD is 24-h pH probe monitoring, which can involve either a single distal probe or dual probes in the distal and proximal esophagus. In adults, the use of 24-h dual-probe pH monitoring has been helpful in demonstrating pharyngeal reflux at acidic pH (defined as pH <4.0) in the diagnosis of LPR. In children, however, this is difficult to assess because of the common presence of non-acidic reflux into the proximal esophagus and pharynx. Rabinowitz et al. found that distal pH probe monitoring alone gives a high rate of false negatives in pediatric patients with extraesophageal symptoms of GER, suggesting that non-acidic reflux plays an important role in generating these symptoms [29]. Another study reviewed 68 pediatric patients with GER that underwent distal probe pH monitoring and anti-reflux therapy. In patients with extraesophageal symptoms, they found that distal pH studies were not predictive of positive response to anti-reflux therapy and thus should be avoided in this subset of patients [30]. Thus, single distal pH probe monitoring is not considered an adequate study for the diagnosis of LPR.
Dual-probe pH testing involves placing a measuring probe just above the lower esophageal sphincter as well as just below or just above the upper esophageal sphincter in the pharynx. Refluxate at pH <4 is recorded. However, in infants and children, many of these reflux events will occur in physiologic pH range [5–7] and thus not be detected by pH probes alone [31]. Using a pharyngeal probe, Little et al. did show that 76 out of 168 pediatric patients (aged 1 day to 16 years) had pharyngeal reflux as measured by the pharyngeal probe in spite of many having normal levels of esophageal acid exposure as measured by the esophageal probe. They estimated that in the absence of a pharyngeal probe, 46% of participants would have been underdiagnosed [32]. Other studies have found that dual-probe pH testing was not easily reproducible in children as compared to adults and is therefore not a reliable diagnostic tool on its own [33, 34].
Multiple intraluminal electrical impedance technique (IMP or MII) is a more recent diagnostic tool that is being used in conjunction with pH probe monitoring for the diagnosis of GER. The principle behind this testing is to measure opposition to the flow of current between electrodes along an esophageal probe. This allows movement of refluxate and/or food boluses at multiple heights along the esophagus irrespective of pH [35]. Several studies have shown the superiority of this method as compared to dual pH monitoring alone [36–39]. In a small German study of 50 infants with presumed GER, IMP identified 1866 episodes of retrograde reflux, while pH probe only identified 282 (15%) of these to be acidic with pH <4.0 [36]. The same group looked specifically at respiratory episodes associated with reflux such as apnea, aspiration, and abnormal chest wall movement in the setting of combined IMP and pH monitoring. In 22 patients, 364 episodes of reflux were recorded with IMP, and only 12% of these were found be acidic. Of these 364 episodes, 312 (86%) were associated with breathing abnormalities, 128 of which were associated with an oxygen desaturation of >10%. They also found that longer episodes of reflux greater than 30 s were more likely to be associated with apnea [37]. Both studies demonstrate the importance of impedance monitoring in the evaluation of reflux, particularly in infants when a higher percentage of refluxate will be non-acidic. In older children, combined pH-MII monitoring was shown to be significantly better at detecting cough in the setting of reflux as compared to patient and parental reporting [40].
Despite the clear advantages of pH-MII as compared to pH monitoring alone, there are still widely recognized limitations of impedance monitoring, particularly in light of the fact that there is no control group from which to establish a threshold of what constitutes a “normal” amount of non-acidic reflux. With this in mind, pH-MII testing is an option to consider when trying to correlate troublesome symptoms of acidic and non-acidic reflux in infants and children [2] and prior to airway reconstructive surgery.
In adults, brief trials of anti-reflux medications have been successfully used as a diagnostic tool, with the thought that if symptoms improve with treatment, it is likely that reflux is playing a role. In infants and children, however, this has not been as well studied. The use of proton-pump inhibitors (PPI) for the treatment of asthma and cough has been looked at with no good correlation found. One study explored symptoms of asthma noting that during a trial of a PPI at 4–8 weeks, there were no noted benefits from use of the medication [41]. In infants, a similar study looked at lansoprazole treatment noting no significant difference in extraesophageal symptoms after a 2-week trial [42]. Findings from these studies and concerns about side effects of PPI use have reduced the frequency of diagnostic PPI trials in children.
Speech Pathologist Approach
Workup
Clinical histories can differ among reporters due to varying perceptions of the child’s skills and abilities [43], and inconsistencies should be further explored. For example, food refusal may be interpreted as laziness or lack of hunger when, in fact, the child is saying “no” because of the discomfort which might be related to silent aspiration, gastroesophageal reflux, or esophagitis/gastritis [44]. Parents should be asked open-ended questions to describe feeding behaviors.
A speech pathologist’s intake includes pregnancy and birth history, general development, and medical background (including prior testing, respiratory issues, and hospitalizations). The feeding history includes a “typical” day in the child’s life. Often the 24-h period prior to the appointment is a good example of the child’s feeding habits and is easy for the parent to recall. Details surrounding positioning, volume, texture, utensils, and intervals between meals are also collected. If the child is tube-fed, the feeding history also includes looking at feeding volume and any behavioral responses to changes. The timing of onset and duration of feeding problems can help identify signs and symptoms of gastroesophageal reflux. Questions should include asking about possible pain/discomfort during feeding; crying, gagging, or coughing/choking while eating; refusal to eat/chew/swallow; lack of hunger awareness; and bottle feeding only while falling asleep. If there is recurrent vomiting, the timing and frequency of the emesis and whether or not it is forceful/projectile are important to ask. In addition, questions about bowel movements and/or constipation are helpful. A general history of vocal quality is important for consideration of both vocal fold impairment and irritation. This should include listening to the child’s voice, assessing for hoarseness/raspiness, and asking the parent(s) if they are at their baseline in terms of vocal quality.
Clinical swallowing evaluation, videofluoroscopic swallowing study (VFSS), and flexible endoscopic evaluation of swallowing (FEES) can all be useful in evaluating swallowing function in infants and children with reflux. These evaluations are described in detail in previous chapters.
Disease Processes Impacted by LPR
LPR has been linked to several pathologies that predominantly affect the pediatric population, namely, otitis media, sinusitis, laryngitis, laryngospasm, airway stenosis, and lower airway pathology [1]. A significant amount of research has been done to investigate the impact of LPR on disease processes such as laryngomalacia, subglottic stenosis, and chronic cough.
Laryngomalacia is the most common cause of stridor in infants [45]. It is defined by the prolapse of flaccid supraglottic structures inward during inspiration resulting in upper airway obstruction [46]. The presentation can be immediate or delayed for several weeks after birth and often resolves spontaneously by age 12 months. Severe or untreated laryngomalacia can lead to such complications as obstructive sleep apnea, cor pulmonale, failure to thrive, cyanosis, or death. Currently, the treatments for this condition range from conservative lifestyle modifications (e.g., position changes, feeding modifications) to surgical intervention (supraglottoplasty) for refractory cases [45]. In the neonatal and infant population, studies estimate the incidence of reflux associated with laryngomalacia to be between 23% and 80% [47–50]. Matthews et al. aimed to establish this association with a small study of 24 infants diagnosed with laryngomalacia via flexible endoscopy. Each of these infants underwent 24-h pH monitoring with distal esophageal and pharyngeal probes. They found that patients had an average of over 15 episodes of pharyngeal reflux, with 100% of them demonstrating pharyngeal reflux [45]. Though promising, this study was limited by its small sample size and lack of control group. In a larger literature review including 1295 neonates, a correlation between severity of laryngomalacia and prevalence of reflux was present in several studies. When compared to other children with other respiratory disorders, there was no significant difference in reflux between the two groups [46]. Furthermore, six studies included in their evaluation assessed anti-reflux treatment and improvement in symptoms of laryngomalacia, but results were weak and rather inconsistent. In another small study of infants with laryngomalacia, Thompson found that treatment with anti-reflux therapy was associated with a reduction in parent-reported symptoms such as coughing, choking, and regurgitation, particularly in patients diagnosed with mild disease. However, without a control group, it is hard to say if the improvement was due to treatment versus the natural resolution [51].
Laryngeal stenosis can be mild or can present with significant symptoms and require endoscopic and/or open surgical intervention. It can occur due to anatomic abnormalities, instrumentation, or inflammatory processes. Extraesophageal reflux has long been suspected as being a significant contributing factor in many if not most patients with laryngeal stenosis, with the literature citing a prevalence of around 60% [26, 52–56]. In canine models, Little et al. demonstrated that mucosal tracheal lesions bathed with gastric acid developed more rapid and severe stenosis as compared to controls which healed normally [57]. Because of this concern, clinicians have focused on identifying and treating airway reflux prior to surgical treatment of laryngeal stenosis. In a retrospective review of 25 children with SGS, Halstead examined the perioperative workup and treatment of reflux and their respective outcomes [52]. These children all had subglottic stenosis (SGS) confirmed by flexible laryngoscopy, underwent 24-h pH probe exams, and were treated with proton-pump inhibitors and a promotility agent (cisapride) prior to surgical intervention. Of the 25 children examined, 9 were treated with medication alone, and 16 underwent endoscopic surgery with laser excision of stenosis. Only 1 patient out of 16 failed endoscopic repair and required tracheostomy. Compared to this institution’s population prior to the study, the aggressive treatment of reflux decreased the rate of failure of endoscopic surgery from 1 in 5.7 to 1 in 25.
Chronic cough is a diagnosis that continues to puzzle pediatricians, allergists, pulmonologists, and otolaryngologists alike. In the workup of chronic cough (defined as a cough lasting more than 4 weeks), asthma, allergy, and reflux are just a few of the possible etiologies that need to be considered [58]. In the current literature, though, chronic cough has only been formally associated with GER in 3–8% of cohort studies [59]. In an attempt to further characterize this, Chang et al. investigated airway neutrophilia in children with suspected GERD [60]. The study included 150 children undergoing EGD for typical GI complaints, and children over the age of 6 also underwent spirometry. Patients were divided into two groups based on clinical history of cough versus no cough, and both groups were equally likely to have evidence of reflux esophagitis. Furthermore, there was no difference in cellular profile (i.e., number of neutrophils), suggesting that the coexistence of symptoms did not imply causation. With a lack of reliable studies demonstrating a definitive causative relationship between the two, reflux remains more of a diagnosis of exclusion in the workup of chronic cough.
Treatment
Because of the invasive nature and limited normative control data for diagnostic tests, many practitioners utilize empiric treatment with proton-pump inhibitors or histamine (H2) blockers even prior to pursuing testing. This is particularly true of patients that have positive findings on an in-office laryngoscopy such as vocal cord nodules or laryngomalacia [3].
Treatment in the infant/child population includes the following options