Abstract
Purpose
Esthesioneuroblastoma is an uncommon malignancy of the head and neck for which there is no defined treatment protocol. The purpose of this study is to report our experience with the treatment and patterns of failure of this disease.
Methods and materials
From 1994 to 2012, 37 previously unreported patients with esthesioneuroblastoma were evaluated, and 32 eventually treated for cure at 2 academic medical centers. All patients were staged with Kadish criteria. The mean and median follow-ups were 96.1 and 76.5 months respectively (range 6–240 months).
Results
The Kadish stage was A in 6 patients, B in 13 patients, and C in 13 patients. Four patients were initially treated with concurrent chemo-radiation therapy. Twenty-eight patients were treated with primary surgery. Two (2) underwent open medial maxillectomy and 26 underwent craniofacial resection (open – 17, endoscopic – 9). Three patients received curative surgical resection only. Seven patients failed either within the cranial axis or distantly, 6 of the 7 are dead of disease, 10–194 months following initial treatment. Six patients had isolated neck recurrences, 4/6 were salvaged with neck dissection and additional chemo-radiation and remain alive 30–194 months following initial treatment. Estimated overall survival rate at 10 years was 78% based on Kadish and T stages.
Conclusion
In this retrospective analysis of 32 patients, Kadish stage C and stage T3/T4 tumors were associated with worse outcome. Total radiation dose of 60 Gy, margin status, patient age, were not found to have significant prognostic value.
1
Introduction
Olfactory neuroblastoma (ONB) is a rare and locally aggressive tumor of neural crest origin arising from the basal reserve cell of olfactory epithelium in the superior aspect nasal cavity . Since initially being described by Berger et al. in 1924, approximately 1400 cases have been accounted for in the literature . It remains a relatively uncommon neoplasm representing 3%–5% of all sinonasal malignancies with no race, gender, or age predilection. The origin within the superior nasal cavity often results in patients having nonspecific symptoms such as nasal obstruction, reduced sense of smell or mild epistaxis which can be present for months prior to diagnosis. Typically advanced disease is present at the time of diagnosis with involvement of the adjacent paranasal sinuses, orbit, or anterior cranial fossa. Several staging systems have been proposed in an attempt to create a uniform approach for predicting prognosis and treatment planning. The most commonly used classification was described by Kadish in 1976 which was later modified by Morita and colleagues . A later classification was described by Dulgeurov and Calcaterra which was based on a TNM classification, and incorporated CT scan and MRI imaging. The advantage of the TNM system is the integration of pretreatment imaging rather than the surgical staging required by the Kadish system .
Due to the rarity of this tumor, no large prospective studies have been developed to guide therapy. Treatment advances in the mid-1970’s led to the acceptance of craniofacial resection as a viable surgical alternative that demonstrated an increased disease-free survival. Therefore multiple treatment modalities including extra-cranial resection with or without radiotherapy, definitive radiation alone, definitive chemo-radiation, or combined intracranial-extracranial surgery (open craniofacial resection), and more recently transnasal intracranial-extracranial resection (endoscopic craniofacial resection) have been proposed . Chemotherapy was used in several studies as part of a tri-modality (chemotherapy, surgery, radiation, chemotherapy) approach with mixed success . Regardless of treatment modality, local regional and distant relapses occur frequently over even 10 years of follow up. Treatment with craniofacial resection and postoperative radiation therapy has demonstrated positive results in several studies . Current treatment protocols focus on multimodality regimens that include a combination of craniofacial resection, radiation, and chemotherapy. However, there is still a lack of agreement regarding the role of chemotherapy, particularly in advanced stage disease. Therefore, literature related this tumor consists primarily of case reports and pathological studies, case series with chart reviews, and meta-analyses. . We present a previously unreported case series of patients with ONB treated with primary surgery and provide a comprehensive analysis of the treatment outcomes.
2
Materials and methods
Following appropriate institutional review board assessment, this case series was collected from patients evaluated by the lead author (GJP) between February 1994 and March 2010. Review of prospectively collected data revealed 37 patients with histologically confirmed ONB. The diagnosis of ONB relied on the pathologic features that included microscopic findings of uniform small round blue cells with scanty cytoplasm and hyperchromatic round nuclei. Immunohistochemical staining with neuron-specific enolase, synaptophysin and S-100 protein was positive in all cases. Patient demographics, presenting symptoms, tumor extent, and histologic margin status on final pathologic studies, regional and distant metastasis, treatment regimen, and survival were collected from the medical record. All patients’ imaging studies were reviewed to confirm staging according to the Kadish and Dulgeurov staging systems. Five patients were excluded from further analysis for the following reasons ( Table 1 ), three patients presenting with altered mental status were found to have tumors that demonstrated unresectable parenchymal brain invasion or with evidence of distant metastases, one patient opted for treatment elsewhere, and one patient was referred for neck dissection for a delayed cervical metastasis following successful treatment of the primary at another institution. Thirty-two patients were definitively treated with curative intent and are the focus of this review. Endpoints of this study were disease-free survival and overall survivals and were calculated from the date of diagnosis. Overall and disease specific survival curves were developed with the Kaplan–Meier product limit methods and statistical significance was determined by the log-rank test. Statistical analysis was performed with the SAS proc lifetest software application. (SAS Institute, Cary, NC).
Patient | Presenting sx | Gender | Age | Kadish | TNM | Reason(s) excluded |
---|---|---|---|---|---|---|
a | Nasal obstruction, epistaxis | M | 47 | B | T2, N0, M0 | Sought treatment elsewhere |
b | Altered metal status | F | 52 | C | T4, N1, M1 | Metastatic disease on presentation |
c | Coma | M | 84 | C | T4, N1, M0 | Coma, rapid neurological decline |
d | Altered mental status | M | 64 | C | T4, N0, M0 | Inoperable parenchymal brain invasion |
e | Neck mass | M | 40 | T0, N2B, M0 | Isolated neck recurrence, primary treated elsewhere |
3
Results
3.1
Demographics and presenting symptoms
This study identified 32 patients managed over a 16-year time span treated with curative intent. Nasal obstruction/congestion (67%), headache (19%), and epistaxis (15%) were the most common presenting symptoms with a nasal mass being the most common physical finding at initial examination. Other symptoms included anosmia in three (11%) patients, and vision changes in one patient (4%). Twenty-one patients (74%) were male and eleven (26%) female with ages ranging from 13 to 77 years (mean age 51 years). Five patients (16%) presented with tumor isolated to the nasal cavity (Kadish stage A). Twelve (39%) patients presented with disease involving one paranasal sinus (Kadish stage B) and fourteen patients (45%) with disease that extended beyond the paranasal sinuses (Kadish stage C). Based on the Dulgeurov and Calcaterra modification of the TNM staging system: Two patients (7%) presented with tumor involving the nasal cavity and/or paranasal sinuses (excluding sphenoid), sparing the most superior ethmoid cells (T1). Ten patients (32%) presented with tumor involving the nasal cavity and/or paranasal sinuses (including the sphenoid), with extension to or erosion of the cribriform plate (T2). Eight patients (26%) presented with tumor extending into the orbit or protruding into the anterior cranial fossa, without dural invasion (T3), and eleven (34%) with tumor involving the brain (T4). Demographics are summarized in Table 2 .
Patient | Presenting sx | Gender | Age | Stage Kadish | TNM |
---|---|---|---|---|---|
1 | Nasal mass | M | 68 | A | T1, N0, M0 |
2 | Nasal mass | M | 56 | B | T2, N0, MO |
3 | Nasal mass, epistaxis | M | 28 | C | T2, N0, M0 |
4 | Nasal mass | M | 36 | B | T2, N0, M0 |
5 | Nasal mass, epistaxis | F | 45 | B | T2, N0, M0 |
6 | Epistaxis | M | 60 | B | T3, N0, M0 |
7 | Diplopia | F | 51 | B | T3, N0, M0 |
8 | Nasal obstruction, nasal mass, anosmia | F | 56 | C | T3, N0, M0 |
9 | Headache | M | 40 | A | T2, N0, M0 |
10 | Nasal obstruction | M | 59 | C | T4, N0, M0 |
11 | Nasal mass | M | 51 | C | T4, N0, M0 |
12 | Nasal mass | M | 59 | C | T4, N0, M0 |
13 | Epistaxis | F | 68 | C | T2, N0, M0 |
14 | Nasal obstruction | M | 60 | C | T4, N0, M0 |
15 | Anosmia | M | 67 | C | T3, N0, M0 |
16 | Anosmia | F | 34 | C | T4, N0, M0 |
17 | Nasal mass | M | 33 | C | T3, N0, M0 |
18 | Nasal obstruction | M | 56 | B | T4, N0, M0 |
19 | Nasal obstruction | M | 69 | B | T4, N0, M0 |
20 | Nasal obstruction | M | 72 | A | T1, N0, M0 |
21 | Nasal obstruction | M | 27 | B | T2, N0, M0 |
22 | Nasal obstruction | M | 53 | A | T2, N0, M0 |
23 | Nasal obstruction | F | 63 | B | T2, N0, M0 |
24 | Nasal obstruction, anosmia | M | 48 | A | T2, N0, M0 |
25 | Nasal obstruction | M | 13 | B | T3, N0, M0 |
26 | Nasal obstruction, epistaxis, headache | M | 43 | C | T4, N2B, M0 |
27 | Nasal obstruction | F | 42 | B | T3, N0, M0 |
28 | Nasal obstruction | F | 51 | B | T2, N0, M0 |
29 | Nasal mass | F | 77 | C | T4, N0, M0 |
30 | Nasal obstruction | F | 42 | A | T2, N0, M0 |
31 | Nasal obstruction | M | 52 | B | T2, N0, M0 |
32 | Epistaxis | M | 78 | C | T4, N1, M0 |
3.2
Surgical treatment and complications
Initial treatment was primary concurrent chemo radiation in four patients followed by salvage open craniofacial resection in three. Twenty-eight patients had primary surgery. Of these, two patients had limited Kadish A disease isolated to the maxilla and lateral nasal wall and were treated early in the series with open medial maxillectomy. Twenty-six patients had surgical resection with either an anterior craniofacial approach, open (17) or endoscopic (9). Negative margins were achieved in 84% of patients (26/31). Open craniofacial resection was performed using standard bifrontal craniotomy with bilateral orbital osteotomies and en bloc resection of cirbiform plate, crista gali, fovea ethmoidalis anterior fossa dura and olfactory bulbs and tracts. Margins were assessed by frozen section and the anterior cranial base reconstruction was performed with a pericranial flap. The method of endoscopic craniofacial resection consisted of debulking freely mobile intranasal tumor, defining borders of resection margins, isolating anterior cranial base inferiorly with craniotomy (via the nasal cavity) where needed, dural resection as indicated, margin assessment (dura, olfactory tracts, brain, lateral nasal walls), and reconstruction with allograft dermis. In all cases of endoscopic craniofacial resection margins included the planum sphenoidale (developed with bilateral sphenoidotomies, resection of rostrum with exposure of planum), posterior wall frontal sinus (developed with bilateral Draff type 3 frontal sinusotomy), transection of nasal septum, and resection of involved lamina paparycea including bilateral total ethmoidectomies, resection of middle turbinates, and anterior ethmoid artery ligation. Table 3 summarizes the primary and adjuvant treatment programs.
PT | Stage Kadish | TNM | Reconstruction | Status | Survival | Margins | Recurrence | |
---|---|---|---|---|---|---|---|---|
1 | A | T1, N0, M0 | MM | Primary closure | NED | 140.63 | N | N |
2 | B | T2, N0, MO | OCFR + RT | Pericranial flap | NED | 210.17 | N | Y |
3 | C | T2, N0, M0 | RT + OCFR | Pericranial flap | NED | 248.23 | N | N |
4 | B | T2, N0, M0 | OCFR + RT | Pericranial flap | NED | 184.00 | N | N |
5 | B | T2, N0, M0 | OCRF + RT | Pericranial flap | AWD | 174.90 | N | N |
6 | B | T3, N0, M0 | OCRF + RT | Pericranial flap | DOD | 30.03 | N | N |
7 | B | T3, N0, M0 | OCRF + RT | Pericranial flap | NED | 219.70 | P | N |
8 | C | T3, N0, M0 | OCRF + RT | Pericranial flap | NED | 176.97 | N | N |
9 | A | T2, N0, M0 | MM | Primary closure | NED | 178.43 | N | N |
10 | C | T4, N0, M0 | RT + CT + OCFR | Pericranial flap | DOD | 10.47 | N | N |
11 | C | T4, N0, M0 | RT + CT + OCRF | Pericranial flap | NED | 61.07 | N | N |
12 | C | T4, N0, M0 | RT + CT + OCFR | Pericranial flap | NED | 90.03 | N | N |
13 | C | T2, N0, M0 | OCFR + RT | Pericranial flap | AWD | 104.67 | P | Y |
14 | C | T4, N0, M0 | OCFR + RT + CT | Radial forearm flap | DOD | 6.53 | N | N |
15 | C | T3, N0, M0 | OCRF + RT | Pericranial flap | NED | 140.13 | N | N |
16 | C | T4, N0, M0 | OCFR + CT + RT | Pericranial flap | DOD | 124.77 | P | Y |
17 | C | T3, N0, M0 | OCFR + RT | Pericranial flap | DOD | 89.73 | N | N |
18 | B | T4, N0, M0 | OCFR + RT | Pericranial flap | NED | 74.20 | P | N |
19 | B | T4, N0, M0 | OCFR + RT | Pericranial flap | NED | 43.47 | N | N |
20 | A | T1, N0, M0 | ECFR | Dermal graft | NED | 69.30 | N | N |
21 | B | T2, N0, M0 | ECFR + RT | Dermal graft | NED | 72.63 | N | N |
22 | A | T2, N0, M0 | ECFR | Dermal graft | NED | 54.90 | N | N |
23 | B | T2, N0, M0 | ECFR + RT | Dermal graft | NED | 88.20 | N | N |
24 | A | T2, N0, M0 | ECFR + RT | Dermal graft | NED | 82.40 | N | N |
25 | B | T3, N0, M0 | OCRF + CT + RT | Pericranial flap | NED | 78.83 | N | N |
26 | C | T4, N2B, M0 | OCFR + ND + CT + RT | Pericranial flap | DOD | 10.47 | P | Y |
27 | B | T3, N0, M0 | ECFR + RT | Dermal graft | NED | 71.63 | N | N |
28 | B | T2, N0, M0 | ECRF + RT | Dermal graft | NED | 65.07 | N | N |
29 | C | T4, N0, M0 | CT + RT + OCRF | Pericranial flap | NED | 68.03 | P | N |
30 | A | T2, N0, M0 | ECFR + RT | Dermal graft | NED | 56.53 | N | N |
31 | B | T2, N0, M0 | ECFT + RT | Dermal graft | NED | 43.70 | N | N |
32 | C | T4, N1, M0 | RT + CT | None | DOD | 6.00 | P | N |