Extended Superficial Musculoaponeurotic System (Smas) Face-Lift and Corset Platysmaplasty
Keith A. LaFerriere
INTRODUCTION
Face-lift, or rhytidectomy, techniques have evolved in many ways over the past 50 years from being predominantly a skin operation to reliance on the deeper superficial musculoaponeurotic system (SMAS) to provide the major lifting of the sagging face and neck in facial rejuvenation. The early works of Skoog as well as Mitz and Peyronie laid much of the groundwork for the development of our current understanding of the importance of the SMAS. However, it was the seminal publication of the Deep Plane Facelift by Hamra in 1990 that has inspired over 100 articles in the plastic surgery literature and has been very influential in the approach that many facial plastic surgeons use in their face-lift techniques, including the techniques presented here.
The SMAS
The SMAS plays a role in a face-lift, regardless of the technique used. SMAS plication, derived from the Greek word plica, which means “to fold,” consists of suturing or folding the SMAS on itself, whether a strip of SMAS is removed or not. SMAS imbrication, derived from the word imbricate, means “to layer, as in roofing shingles.” In this instance, the SMAS is undermined as a flap and overlapped in one or more superior or superolateral directions. Many studies have been published regarding the various techniques of handling the SMAS and the preponderance of opinions would suggest that there is no clear advantage of the deep plane versus other techniques of handling the SMAS.
Hamra’s classical deep plane face-lift is often misunderstood regarding the SMAS. By definition, the SMAS envelopes the mimetic muscle of the face and neck, so whenever the dissection is deep to the mimetic muscles of the face, it is considered sub-SMAS. By this anatomical definition, the original deep plane procedure is superficial to the SMAS in the neck, below the SMAS in the lower face (as it is an extended dissection below the platysma), and above the SMAS in the upper face (as the dissection is above the zygomaticus major and minor and the inferior orbicularis oculi muscles). The transition point in the face between the sub-SMAS in the lower face and the deep subcutaneous dissection in the upper face is the inferior border of the zygoma, where the nerves to the zygomaticus muscles emerge. In essence, the term “deep plane” refers to both the lower face sub-SMAS dissection and the upper face, which is really only a deep subcutaneous dissection.
In patients with a more advanced degree of aging, I do still use the extended SMAS imbrication in the lower face similar to that described by Hamra, but stop the sub-SMAS dissection at the level of the inferior border of the zygoma. I do not do the “deep plane” in the upper face, but rather undermine the skin to release the zygomatic retaining ligaments and plicate the malar adipose tissue pad in a superolateral direction ( Video 11.1). I do undermine the skin somewhat more anteriorly than in the classical deep plane face-lift because it allows for a different vector of the skin than the SMAS flap. The mandibular retaining ligaments are also released while the skin is being undermined. In younger patients with less aging face changes, I often elevate a shorter flap and perform SMAS excision with plication.
The Neck
For many years, I approached the neck with subcutaneous adipose tissue sculpting, removal of a small amount of platysma and subplatysma adipose tissue inferiorly to the level of the hyoid or just slightly inferior, and plication of the platysma muscle inferiorly to the level of the hyoid with many instances performing horizontal division of the anterior aspect of the platysma for several centimeters just inferior to the level of plication. This was generally my first step in the face-lift sequence. Later, when the SMAS was undermined in the face, it was continued under the posterior border of the platysma in the neck, and a posterior pull on the muscle was applied. In essence, the midline was secured with the platysma plication, and the posterior pull on the platysma tightened the neck. When I studied the results with this technique, the frequency of recurrence of platysma bands and the amount of long-term definition that was achieved were disappointing. Platysma bands recurred, in as early as a year or less, and in the difficult neck, the definition was less than desired.
The Paradigm Shift
About 5 years ago, after I analyzed my results, I radically changed my approach to the neck. Feldman had pioneered a technique that he called a “corset platysmaplasty” that at first glance did not make much sense, in that all of the work was done anteriorly without significant posterior pull on the platysma. Common sense would suggest that aging is influenced by gravity and the loss of elasticity and that a posterosuperior pull against gravity would make more sense. In spite of this, I tried this technique and was immediately impressed with the results (Video 11.1). The skin of the neck is undermined through a submental incision and the medial platysma borders are undermined laterally for several centimeters down to the level of the cricoid. This releases some of the platysma-retaining ligaments, which exposes the subplatysma adipose tissue and the anterior belly of the digastric muscles. Often, the inferior aspect of the submandibular glands can be seen. Almost always, the subplatysma adipose tissue is removed in its entirety, usually including the prelaryngeal adipose tissue as well. Occasionally, bulging anterior belly of the digastric muscles may need to be reduced. I have not reduced the submandibular glands through this approach because of potential complications, but I think that results in some patients would be better if this were performed. A complete corset platysmaplasty is performed, starting at the level of the submental incision, down to the level of the cricoid with a running suture that inverts the medial edges of the platysma muscles. Using the same continuous suture, the original suture line is inverted by suturing the platysma on itself from the cricoid back up to the submental incision, with excursions laterally as necessary on both sides of the midline to further tighten any bulging of the muscle that is identified. This creates a true corset, with lateral pleats, so the platysma completely conforms to the underlying anatomy. It is the second inverting row as one comes superiorly that really defines the neck, and this is clearly seen when one gets back up to the level of the hyoid and then to the level of the submental incision. The only posterior pull on the platysma in the neck when doing the lateral aspect of the face-lift is in the area of the angle of the mandible to increase definition.
Since I began to extend the undermining of the skin and use SMAS flaps with imbrication combined with the true corset platysmaplasty described above, the results have improved and decidedly longer lasting in the face and in the neck. This is the primary focus and purpose of this chapter. If extensive midface aging is present, the addition of a transtemporal or transblepharoplasty midface lift also improves the result and increases its longevity.
HISTORY
When evaluating a prospective patient for an aging face procedure, it is important to obtain an accurate history and clinical examination. This includes identifying and addressing the patient’s concerns regarding their aging changes as well as discovering their goals and expectations with any corrective procedure. During this initial consultation, realistic goals and expectations from a face-lift procedure are discussed.
Although a face-lift is an elective procedure, a thorough medical history is obtained focusing on issues such as (cardiac, vascular, pulmonary, and endocrine) that may increase the risk of an adverse event for a 4-hour procedure under a general anesthesia. Medical clearance is acquired when indicated. A comprehensive review of medications taken is also performed to identify those that may increase the risk of bleeding or prevent optimal wound healing. The use of herbal supplements is also ascertained since many have anticoagulating properties. The overall health status of a patient is more important than the age.
PHYSICAL EXAMINATION
Along with a comprehensive physical examination, specific attention is focused on the cheek region, jawline, and neck contour. Physical examination of these three areas helps to determine whether the patient is a candidate for an extended SMAS face-lift, with or without a corset platysmaplasty, compared to a less extensive face-lift procedure. Additionally, the amount of midface aging, seen with the distance from the eyelid margin to the malar
or cheek area, is noted. The extended SMAS face-lift focuses on improvement of time-related changes seen in the lower face only. The descent of the malar adipose tissue pads over time results in its redundancy and mounding against the nasolabial folds. Face-lift techniques may improve the most lateral aspect of the nasolabial folds, but complete long-term correction is elusive. These technical limitations of the face-lift procedure are discussed with the patient. Any asymmetries of the face, facial expression, skin irregularities, scars, or soft tissue prominences are noted during the examination and are pointed out to the patient. The anatomic position of the hyoid bone in the neck is also important to identify since a low and anterior placement limits the ability to contour the neck. Moreover, microgenia may prohibit achieving the maximum amount of improvement in the contour of the neck without augmentation. Ptosis of the chin, when present, needs correction for optimal contour of the neck.
or cheek area, is noted. The extended SMAS face-lift focuses on improvement of time-related changes seen in the lower face only. The descent of the malar adipose tissue pads over time results in its redundancy and mounding against the nasolabial folds. Face-lift techniques may improve the most lateral aspect of the nasolabial folds, but complete long-term correction is elusive. These technical limitations of the face-lift procedure are discussed with the patient. Any asymmetries of the face, facial expression, skin irregularities, scars, or soft tissue prominences are noted during the examination and are pointed out to the patient. The anatomic position of the hyoid bone in the neck is also important to identify since a low and anterior placement limits the ability to contour the neck. Moreover, microgenia may prohibit achieving the maximum amount of improvement in the contour of the neck without augmentation. Ptosis of the chin, when present, needs correction for optimal contour of the neck.
INDICATIONS
Essentially, any healthy patient with realistic goals and expectations who has significant lower facial and neck aging is a candidate for an extended SMAS face-lift, with or without a corset platysmaplasty. The corset platysmaplasty is used in conjunction with the face-lift as a technique reserved to address the more difficult neck with poor contour, significant platysma bands, or both. A comprehensive approach to the aging face is important and addressing aspects outside of the lower face, such as eyelids, eyebrows, midface, volume loss, and skin changes, will maximize results and patient satisfaction.
CONTRAINDICATIONS
Absolute contraindications include the following:
Major cardiac, pulmonary, or other systemic illnesses that would be unable to obtain medical clearance from their primary care, specialty physician, or anesthesiologist
Patients actively undergoing chemotherapy treatments for various malignancies or other systemic diseases
Major psychiatric conditions that will not allow clearance from their psychiatrist
Stroke or other conditions that will not allow temporary cessation of anticoagulant medications
Relative contraindications include the following:
Use of nicotine in any form. If the patient is not willing to discontinue nicotine use for at least 4 weeks before and after surgery, he or she is not a candidate for any type of extensive undermining face-lift. All nicotine users, regardless of whether they have agreed to abstain from nicotine use, view skin slough photos and sign a letter of acknowledgment before any face-lift procedure is performed.
Divorce or any other major life stress. In time, these patients may be ideal candidates, but during the acute phase, it is recommended to wait and reevaluate once the patient’s life has stabilized.
Unrealistic expectations. If the main reason for undergoing a face-lift is something that most likely cannot be corrected to the patient’s satisfaction, it is better to acknowledge this and move on.
Patients who are rude to your staff. No matter how nice they are to the surgeon, if the staff identifies significant red flags, be wary of proceeding with any surgery.
Patients with body dysmorphic syndrome often have unrealistic expectations and may be setting the surgeon up for a “patient for life.” If this can be diagnosed during the preoperative phase, it may prevent future issues.
Obese candidates who are planning to lose weight. A good rule of thumb is to have the face-lift when the patient is within 10 pounds of the weight that he or she will realistically maintain.
Patients who “bad-mouth” other doctors. Certainly, if it is legitimate, it is reasonable to proceed, but remember that the operating surgeon could be the next doctor on the “bad-mouth” list.
Patients who will not accept the surgeon’s recommendations, but want lesser procedures that will not correct the underlying problem.
The chronically unhappy patient who thinks that a face-lift will solve their problems. These patients can turn their unhappiness toward the surgeon in the postoperative period.
Patients who demand exceptions to the standard rules for postoperative activity, such as caregiver or distance from the office. This can lead to unwanted complications and a substandard result.
PREOPERATIVE PLANNING
Standard preoperative photographs are obtained in the Frankfort horizontal plane including, but not limited to, frontal (smiling and nonsmiling), right and left oblique, and right and left lateral views. Medical clearance, laboratory, and imaging studies necessary for optimization before undergoing anesthesia are obtained and reviewed.
Providing postoperative care instructions in the preoperative phase is helpful in preparing the patient for the procedure and allowing them to become accustomed to the requirements during the healing phase.