Blepharoptosis: Mechanical and Pseudoptosis
Key Points
Mechanical ptosis is caused by a physical obstruction to eyelid elevation in the presence of normal levator muscle function
Causes include conjunctival, eyelid, or orbital masses; eyelid infections; benign and malignant tumors; or scars
Pseudoptosis is a drooping of the eyelid with normal eyelid retractors, induced by the Hering effect in cases of contralateral upper lid retraction or by ipsilateral enophthalmos
Apparent ptosis is not a true ptosis, but a visual narrowing of the vertical palpebral fissure in the face of normal eyelid retractors, caused by conditions such as excessive dermatochalasis or severe brow ptosis
Clinically, in mechanical ptosis the palpebral fissure is narrowed with reduction in the MRD1 and the inciting mass or other eyelid condition is usually obvious on examination
Treatment of mechanical ptosis or pseudoptosis is directed at the inciting pathology which may be managed medically or surgically
Following management of the eyelid mass, additional surgery to elevate the eyelid may be necessary
The prognosis is generally good following treatment of the eyelid mass or other inciting pathology
Treatment of apparent ptosis is typically surgical with a blepharoplasty or brow ptosis repair
Mechanical ptosis is a true ptosis caused by an increased weight or obstruction to elevation of the upper eyelid due to an eyelid mass, scar, or an inflammatory episode.1 Despite the ptotic position of the eyelid, the eyelid retractors and nerve supply are typically normal. In pseudoptosis, there also is a decrease in the margin-to-reflex distance (MRD1) in the face of normal eyelid structures and neural innervation, but without a mechanical obstruction to eyelid opening. Apparent ptosis can be considered a special form or subset of pseudoptosis where upper eyelid structures and neural innervation are normal and the MRD1 is also normal, but the vertical palpebral fissure is reduced due to excessive dermatochalasis or severe brow ptosis. In all cases of mechanical ptosis and pseudoptosis, the anatomy and function of the levator muscle and aponeurosis, as well as the Müller muscle, are anatomically and physiologically normal.2,3
Etiology and Pathogenesis
Causes of mechanical ptosis include conjunctival, eyelid, or orbital masses; eyelid infections such as chalazia or cellulitis; eyelid hematomas; hemangiomas; or orbital roof fractures with inferior displacement of bony fragments.2,4,5 Although a true structural ptosis and dermatochalasis may coexist in the elderly, long-standing skin redundancy is an important cause of mechanical ptosis due to the relative extra weight of the excess skin.6 Traumatic cicatrization of the eyelid skin can also mechanically restrict the eyelid in a ptotic position although the levator muscle is essentially normal.7 Any of the aforementioned morbidities causing mechanical disturbance of the upper eyelid can result in an anatomic ptosis because they limit the ability of the levator muscle to elevate the eyelid due to the sheer weight or obstruction of a mass.
The most common causes of pseudoptosis are contralateral upper lid retraction and posterior globe dystopia.8,9 Contralateral eyelid retraction due to thyroid eye disease is by far the most common cause.2 Enophthalmos or posterior displacement of the globe relative to the orbital rim can also cause a droopy eyelid due to lack of support from the retrodisplaced globe.8 This can be seen with structural abnormalities of the orbit causing orbital volume expansion (orbital fractures, absence of the sphenoidal wing in neurofibromatosis [NF-1], or silent sinus syndrome). Fibrotic orbital processes such as scirrhous carcinoma of the breast can cause posterior traction on the globe and enophthalmos with pseudoptosis. Enophthalmos can also be seen with conditions such as age-related lipoatrophy, trauma, or drug-induced prostaglandin-associated periorbitopathy2,10,11 that can result in orbital fat atrophy allowing the globe to move posteriorly within the orbit. Posterosuperior migration or recession of the preaponeurotic fat into the orbit in the elderly population may also cause pseudoptosis.12 Pseudoptosis can also be observed after aggressive upper eyelid blepharoplasty with excessive resection of the orbicularis muscle or the preaponeurotic fat.13 This sunken pseudoptotic appearance may take years to evolve after the original surgery. Globe size asymmetry from conditions such as microphthalmia or phthisis bulbi can present with a pseudoptosis.5,8 Other causes of pseudoptosis include essential blepharospasm, so-called apraxia of eyelid opening, hemifacial spasm, and even psychogenic eyelid closure,14 all of which cause a narrowing of the vertical palpebral fissure from spasm of the orbicularis muscle.
Apparent ptosis, on the other hand, is only the visual impression of a narrow palpebral fissure without a true
decrease in the MRD1. It can be caused by marked upper eyelid dermatochalasis, excessive brow ptosis with overhanging skin, or vertical strabismus so that the cornea is displaced upward beneath the eyelid margin.2,8 The illusion of ptosis can also be seen if the contralateral upper eyelid is relatively elevated in patients with unilateral axial myopia because the myopic eye is longer and more prominent. Upward globe dystopia (hyperglobus) due to an inferior orbital mass or a tumor extending from the maxillary sinus into the orbit may displace the eye upward so that the upper eyelid margin appears lower with respect to the cornea, resulting in a reduced MRD12,8 even though the vertical palpebral fissure may be normal.
decrease in the MRD1. It can be caused by marked upper eyelid dermatochalasis, excessive brow ptosis with overhanging skin, or vertical strabismus so that the cornea is displaced upward beneath the eyelid margin.2,8 The illusion of ptosis can also be seen if the contralateral upper eyelid is relatively elevated in patients with unilateral axial myopia because the myopic eye is longer and more prominent. Upward globe dystopia (hyperglobus) due to an inferior orbital mass or a tumor extending from the maxillary sinus into the orbit may displace the eye upward so that the upper eyelid margin appears lower with respect to the cornea, resulting in a reduced MRD12,8 even though the vertical palpebral fissure may be normal.